Comment Letters | NAMA Comment Letters

12/17/2013 - Common Misconceptions About the Municipal Advisor Rule
11/22/2013 - NAMA Open Letter to Mary Joe White
7/23/2013 - Proposed Rule Change Consisting of Amendments to MSRB Rules G-8, G-11 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods.
7/15/2013 - Comments to MSRB SR-MSRB-2013-6: Proposed Rule Change Consisting of Amendments to MSRB Rule A-3, on Membership on the Board, to Modify the Standard of Independence for Public Board Members.
3/12/2013 - SR-MSRB-2013-0 – Notice of Filing of a Proposed Rule Change Relating to Amendments to MSRB Rules G-37 and G-8 and Form G-37
2/8/2013 - NAMA comments on MSRB Notice 2012-61 – Concept Proposal to Require Underwriters to Submit Preliminary Official Statements to the MSRB’s EMMA System
2/7/2013 - Public Affairs Committee Report, February 2013

11/2/2012 - NAMA Comments to MSRB Notice 2012-50
10/23/2012 - Follow-up Letter to SEC re: Meeting with John Cross
10/16/2012 - Response letter to DTCC regarding Fee Increases
9/17/2012 - NAMA Response to MSRB Notice 2012-43 – Bond Ballot Campaign Committee Contributions
9/11/2012 - Press Release – NAMA Opposes H.R. 2827 – The Dold Amendment.
8/13/2012 - Comments on Notice MSRB Notice 2012-36 Draft Amendment to Limit Dealer Consents to Changes in Authorizing Document for Municipal Securities
7/31/2012 - Comments on MSRB Notice 2012-28 regarding Potential Conflicts of Interest
7/30/2012 - Testimony on HR 2827
4/13/2012 - Comments on Notice 2012-13 proposed amendments to MSRB Rule G-11
4/9/2012 MSRB Notice 2012-14 – “Not Reoffered” Designation
3/27/2012 - MSRB Notice 2012-09 – Fiscal Year 2013 Priorities
1/30/2012 - Comment on SEC G-17 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change

11/30/2011 - NAMA response to Amended draft Rule G-17, SR-MSRB-2011-09
11/16/2011 - Response to SEC re: Bond Dealers of America letter
11/9/2011 - NAMA response to Municipal Advisory Services letter dated November 9, 2011
10/4/2011 - Response to SEC/ Rule G-17/ Underwriter Fair Dealing
9/15/2011 - Response to MSRB Notice No. 2011-41/ Rule G-21/ Advertising
9/15/2011 - Response to MSRB Notice No. 2011-42/ Rule G-42 / Activities of Municipal Advisors
9/13/2011 - Response to MSRB Notice No. 2011 -34 regarding draft Form A-11 Survey
9/6/2011 - Letter to SEC regarding MSRB Rule A-11 on Municipal Advisor Assessments
8/29/2011 - RE : MSRB Notice 2011-34 – Comment on proposed interim municipal advisor assessments under Rule A-11
6/24/2011 - Comment to SEC on Amendment No.1 to Rule G-23 (adopted 5/27/11)
6/24/2011 - Re: MSRB Notice 2011-28 – Comments on Proposed Rule G-44 and Associated Amendments to rules G-8 and G-9
4/11/2011 - Re: MSRB Notice No. 2011-14; No. 2011-13 – Comments on Proposed Rule G-36/Fiduciary Duty
4/11/2011 - Re: MSRB Notice No. 2011-12 – Comments on Proposed Rule G-17/Fair Dealing
4/1/2011 - Re: MSRB Notice No. 2011-16 – Comments of Proposed Rule G-20/Gifts and Gratuities
2/24/2011 - Re: MSRB Notice 2011-04 – Request for Comments on Pay to Play Rule (Rule G-42) for Municipal Advisors
2/22/2011 - Comments to SEC on Municipal Advisor Registration