Comment Letters to SEC and MSRB

  • 11/2/2012 - NAMA Comments to MSRB Notice 2012-50
  • 10/23/2012 - Follow-up Letter to SEC re: Meeting with John Cross
  • 10/16/2012 - Response letter to DTCC regarding Fee Increases
  • 9/17/2012 - NAMA Response to MSRB Notice 2012-43 – Bond Ballot Campaign Committee Contributions
  • 9/11/2012 - Press Release – NAMA Opposes H.R. 2827 – The Dold Amendment.
  • 8/13/2012 - Comments on Notice MSRB Notice 2012-36 Draft Amendment to Limit Dealer Consents to Changes in Authorizing Document for Municipal Securities
  • 7/31/2012 - Comments on MSRB Notice 2012-28 regarding Potential Conflicts of Interest
  • 7/30/2012 - Testimony on HR 2827
  • 4/13/2012 - Comments on Notice 2012-13 proposed amendments to MSRB Rule G-11
  • 4/9/2012 MSRB Notice 2012-14 – “Not Reoffered” Designation
  • 3/27/2012 - MSRB Notice 2012-09 – Fiscal Year 2013 Priorities
  • 1/30/2012 - Comment on SEC G-17 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change
  • 11/30/2011 - NAMA response to Amended draft Rule G-17, SR-MSRB-2011-09
  • 11/16/2011 - Response to SEC re: Bond Dealers of America letter
  • 11/9/2011 - NAMA response to Municipal Advisory Services letter dated November 9, 2011
  • 10/4/2011 - Response to SEC/ Rule G-17/ Underwriter Fair Dealing
  • 9/15/2011 - Response to MSRB Notice No. 2011-41/ Rule G-21/ Advertising
  • 9/15/2011 - Response to MSRB Notice No. 2011-42/ Rule G-42 / Activities of Municipal Advisors
  • 9/13/2011 - Response to MSRB Notice No. 2011 -34 regarding draft Form A-11 Survey
  • 9/6/2011 - Letter to SEC regarding MSRB Rule A-11 on Municipal Advisor Assessments
  • 8/29/2011 - RE : MSRB Notice 2011-34 – Comment on proposed interim municipal advisor assessments under Rule A-11
  • 6/24/2011 - Comment to SEC on Amendment No.1 to Rule G-23 (adopted 5/27/11)
  • 6/24/2011 - Re: MSRB Notice 2011-28 – Comments on Proposed Rule G-44 and Associated Amendments to rules G-8 and G-9
  • 4/11/2011 - Re: MSRB Notice No. 2011-14; No. 2011-13 – Comments on Proposed Rule G-36/Fiduciary Duty
  • 4/11/2011 - Re: MSRB Notice No. 2011-12 – Comments on Proposed Rule G-17/Fair Dealing
  • 4/1/2011 - Re: MSRB Notice No. 2011-16 – Comments of Proposed Rule G-20/Gifts and Gratuities
  • 2/24/2011 - Re: MSRB Notice 2011-04 – Request for Comments on Pay to Play Rule (Rule G-42) for Municipal Advisors
  • 2/22/2011 - Comments to SEC on Municipal Advisor Registration
  • 12/9/2010 - Comments to SEC On 1) A-012 and A-14, 2) G-15 and G-17 and 3) D-13, D-14, G-40, and Form G-40
  • 9/30/2010 - Comments to MSRB on G-23
  • 9/22/2010 - Comments to SEC on A-3
  • 1/12/2010 - Comment to SEC on Amendments to G-37 and G-8
  • 11/13/2009 - Letter to Dodd & Shelby
  • 11/2/2009 - NAMA Letter to Congress
  • 3/16/2009 - Resolution approved by the Board of Directors of National Association of Municipal Advisors (NAMA) on March 16, 2009
  • 3/18/2008 - Board Resolution on Cooperation with Muni Council and Central Post Office
  • 3/18/2008 - Rating Agency Resolution
  • 3/10/2008 - Offers and Sales of Securities to “Large Accredited Investors”
  • 3/10/2008 - EMMA Proposal